SEC Form 4 · accession 0001209191-15-026004
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maximus Carnecchia Scipio
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2015 | A | 7,532 | $5.31 | A | 7,532 | D | |
| Common StockF2 | Mar 11, 2015 | A | 2,510 | $5.31 | A | 10,042 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Second Amended and Restated 2004 Equity Plan of the Company, upon his appointment to the Guidance Board of Directors on March 11, 2015, Mr. Carnecchia was granted an initial grant of Restricted Stock Awards representing 7,532 shares of Company Common Stock and, provided Mr. Carnecchia remains a Director of Issuer, such shares will vest with respect to 50% of the shares on each of the first and second anniversaries of the date of grant.
- F2Pursuant to the Second Amended and Restated 2004 Equity Plan of the Company, upon his appointment to the Guidance Board of Directors on March 11, 2015, Mr. Carnecchia was granted a pro-rated annual grant of Restricted Stock Awards representing 2,510 shares of Company Common Stock and, provided Mr. Carnecchia remains a Director of Issuer, such shares 100% vest on the date of the Company's 2015 Annual Shareholder Meeting.