SEC Form 4 · accession 0001209191-15-009647
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rasmus van der Colff
Officer — CAO/ VP of Finance
Period of report
Feb 2, 2015
Accepted (ET)
Feb 5, 2015 · 7:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | S | 1,800 | $6.38 | D | 62,062 | D | |
| Common StockF2 | Feb 3, 2015 | S | 1,800 | $6.38 | D | 60,262 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Section 10b5-1 Plan established by Mr. van der Colff, on September 12, 2014, a total of 1,800 shares of Common Stock were sold in multiple transactions at a prices ranging from $6.27 to $6.45 per share, with an average price of $6.38 per share as reported in Column 4, for the purpose of paying income taxes associated with the vesting of certain restricted stock awards. The subject Common Stock was acquired by way of restricted stock awards that fully vested prior to February 10, 2014. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- F2Pursuant to a Section 10b5-1 Plan established by Mr. van der Colff, on September 12, 2014, a total of 1,800 shares of Common Stock were sold in multiple transactions at a prices ranging from $6.25 to $6.45 per share, with an average price of $6.38 per share as reported in Column 4, for the purpose of paying income taxes associated with the vesting of certain restricted stock awards. The subject Common Stock was acquired by way of restricted stock awards that had fully vested prior to February 10, 2014. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.