SEC Form 4/A · accession 0001179110-17-003549
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry J Plaga
Officer — CFO and COO
Period of report
Feb 24, 2017
Accepted (ET)
Mar 1, 2017 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Feb 24, 2017 | S | 10,848 | $6.92 | D | 511,527 | D | |
| Common StockF3,F4 | Feb 27, 2017 | S | 4,743 | $6.76 | D | 506,784 | D | |
| Common StockF3,F4 | Feb 28, 2017 | S | 4,844 | $6.62 | D | 501,940 | D | |
| Common StockF2,F4 | Feb 28, 2017 | S | 34,152 | $6.63 | D | 467,788 | D | |
| Common StockF3,F4 | Mar 1, 2017 | S | 4,869 | $6.93 | D | 462,919 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Plaga sold 10,848 shares in the open market at an average price of $6.92 per share.
- F2Mr. Plaga sold 34,152 shares in the open market at an average price of $6.63 per share.
- F3Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.
- F4This Form 4 was filed on 03/01/17, assigned accession number 0001179110-17-003544. Table 1 of the original filing contained information for the incorrect reporting person.