SEC Form 4 · accession 0001179110-17-003547
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rasmus van der Colff
Officer — CAO/VP of Finance
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | S | 750 | $6.76 | D | 161,167 | D | |
| Common StockF2 | Feb 27, 2017 | S | 20,000 | $6.77 | D | 141,167 | D | |
| Common StockF1 | Feb 28, 2017 | S | 766 | $6.62 | D | 140,401 | D | |
| Common StockF3 | Feb 28, 2017 | S | 5,000 | $6.81 | D | 135,401 | D | |
| Common StockF1 | Mar 1, 2017 | S | 732 | $6.93 | D | 134,669 | D | |
| Common StockF4 | Mar 1, 2017 | S | 10,000 | $6.95 | D | 124,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.
- F2Mr. van der Colff sold 20000 shares in the open market at an average price of $6.76 per share.
- F3Mr. van der Colff sold 5000 shares in the open market at an average price of $6.81 per share.
- F4Mr. van der Colff sold 10000 shares in the open market at an average price of $6.95 per share.