SEC Form 4 · accession 0001179110-17-003219
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rasmus van der Colff
Officer — CAO/VP of Finance
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | S | 688 | $7.21 | D | 178,381 | D | |
| Common StockF2 | Feb 22, 2017 | S | 5,000 | $7.16 | D | 173,381 | D | |
| Common StockF1 | Feb 23, 2017 | S | 723 | $6.97 | D | 172,658 | D | |
| Common StockF3 | Feb 23, 2017 | S | 5,000 | $6.98 | D | 167,658 | D | |
| Common StockF1 | Feb 24, 2017 | S | 741 | $6.85 | D | 166,917 | D | |
| Common StockF4 | Feb 24, 2017 | S | 5,000 | $6.83 | D | 161,917 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.
- F2Mr. Van der Colff sold 5,000 shares in the open market at a price of $7.16 per share.
- F3Mr. Van der Colff sold 5,000 shares in the open market at a price of $6.98 per share.
- F4Mr. Van der Colff sold 5,000 shares in the open market at a price of $6.83 per share.