SEC Form 4 · accession 0001179110-17-002857
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry J Plaga
Officer — CFO and COO
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | S | 4,345 | $7.38 | D | 644,973 | D | |
| Common StockF1 | Feb 17, 2017 | S | 4,435 | $7.33 | D | 640,538 | D | |
| Common StockF1 | Feb 21, 2017 | S | 4,428 | $7.34 | D | 636,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.