SEC Form 4 · accession 0001179110-17-002314
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rasmus van der Colff
Officer — CAO/VP of Finance
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | A | 39,816 | $0.00 | A | 184,152 | D | |
| Common StockF2 | Feb 13, 2017 | S | 3,043 | $6.792 | D | 181,109 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) On March 18, 2016 the reporting person was granted a target number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's core product revenue. On February 9, 2017, the Compensation Committee of the Issuer certified the applicable payout, resulting in 19,908 of the shares vesting, and an additional grant of 19,908 shares of restricted Common Stock which shall vest provided the reporting person remains an employee of the Company through December 31, 2017.
- F2Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.