SEC Form 4 · accession 0001104659-17-021138
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 17, 2016
Accepted (ET)
Apr 3, 2017 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | S | 10,000 | $6.564 | D | 5,633,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 17, 2016 | S | 15,000 | $6.53 | D | 5,618,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 18, 2016 | S | 15,000 | $6.682 | D | 5,603,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 21, 2016 | S | 15,000 | $6.933 | D | 5,588,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 22, 2016 | S | 15,000 | $7.035 | D | 5,573,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 23, 2016 | S | 15,000 | $7.221 | D | 5,558,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 28, 2016 | S | 15,000 | $7.484 | D | 5,543,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 29, 2016 | S | 15,000 | $7.059 | D | 5,528,702 | I | Trustee and trust beneficiary |
| Common Stock | Nov 30, 2016 | S | 15,000 | $7.00 | D | 5,513,702 | I | Trustee and trust beneficiary |
| Common Stock | Dec 1, 2016 | S | 15,000 | $7.089 | D | 5,498,702 | I | Trustee and trust beneficiary |
| Common Stock | Dec 2, 2016 | S | 15,000 | $7.015 | D | 5,483,702 | I | Trustee and trust beneficiary |
| Common Stock | Dec 5, 2016 | S | 15,000 | $7.11 | D | 5,468,702 | I | Trustee and trust beneficiary |
| Common Stock | Dec 6, 2016 | S | 15,000 | $7.149 | D | 5,453,702 | I | Trustee and trust beneficiary |
| Common Stock | Dec 7, 2016 | S | 12,000 | $7.237 | D | 5,441,702 | I | Trustee and trust beneficiary |
| Common Stock | Mar 8, 2017 | S | 10,000 | $6.701 | D | 5,431,702 | I | Trustee and trust beneficiary |
| Common Stock | Mar 13, 2017 | S | 10,000 | $6.435 | D | 5,421,702 | I | Trustee and trust beneficiary |
| Common StockF1 | Mar 30, 2017 | S | 7,152 | $5.901 | D | 5,404,550 | I | Trustee and trust beneficiary |
| Common Stock | holding | — | — | — | 156,986 | I | Trustee and trust beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.96, inclusive.