SEC Form 4 · accession 0001104659-16-153846
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfredo Gomez
Officer — SVP, General Counsel
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | S | 3,247 | $5.265 | D | 85,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax obligations upon vesting of certain restricted shares of Common Stock on October 29, 2016. The Section 10b5-1 Plan has not been modified since adopted.