SEC Form 4 · accession 0002148161-26-000009
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Thauberger
Officer — Chief Revenue Officer
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 4:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 14, 2026 | A | 9,872 | A | — | — | Common Stock | 9,872 | 9,872 | D |
| Employee Stock Option (right to buy)F3 | $39.84 | Aug 14, 2026 | A | 21,938 | A | — | Aug 14, 2036 | Common Stock | 21,938 | 39,938 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
- F3Subject to the Reporting Person's continued service to SMCI, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on August 14, 2027, and 1/16th at the end of each three-month period thereafter.