SEC Form 4 · accession 0002104631-26-000012
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jin Xiao
Officer — Sr. Corporate VP, Engineering
Period of report
Aug 10, 2026
Accepted (ET)
Aug 12, 2026 · 4:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2026 | M | 1,970 | — | A | 192,073 | D | |
| Common Stock | Aug 10, 2026 | F | 707 | $31.46 | D | 191,366 | D | |
| Common StockF1 | Aug 10, 2026 | M | 1,024 | — | A | 192,390 | D | |
| Common Stock | Aug 10, 2026 | F | 368 | $31.46 | D | 192,022 | D | |
| Common Stock | holding | — | — | — | 53 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 10, 2026 | M | 1,970 | D | — | — | Common Stock | 1,970 | 5,910 | D |
| Restricted Stock UnitsF1,F4 | — | Aug 10, 2026 | M | 1,024 | D | — | — | Common Stock | 1,024 | 11,270 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
- F4Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.