SEC Form 4 · accession 0001548776-15-000004
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A. Black
Director
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 13,500 | $17.29 | A | 13,500 | D | |
| Common Stock | May 26, 2015 | M | 4,500 | $12.37 | A | 18,000 | D | |
| Common StockF1 | May 26, 2015 | S | 18,000 | $33.5346 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $17.29 | May 26, 2015 | M | 13,500 | D | — | Apr 23, 2022 | Common Stock | 13,500 | 13,500 | D |
| Stock Option (right to buy)F3 | $12.37 | May 26, 2015 | M | 4,500 | D | — | Feb 14, 2023 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.215 to $33.83285, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F21/4th of the total number of shares subject to the option vest on March 29, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
- F3The stock option is fully vested.