SEC Form 4 · accession 0001540277-15-000018
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory K Hinckley
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 7,500 | $21.86 | A | 7,500 | D | |
| Common Stock | Feb 10, 2015 | M | 1,500 | $17.29 | A | 9,000 | D | |
| Common Stock | Feb 10, 2015 | S | 9,000 | $39.023 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $21.86 | Feb 10, 2015 | M | 7,500 | D | — | Feb 13, 2024 | Common Stock | 7,500 | 0 | D |
| Stock Option (right to buy)F3,F2 | $17.29 | Feb 10, 2015 | M | 1,500 | D | — | Apr 23, 2022 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The stock option is fully vested.
- F21/4th of the total number of shares subject ot the stock option vest on April 23, 2013, and the remainder vest in equal quarterly installments over a 3-year period thereafter, subject to the Reporting Person's continued service to the Issuer.
- F33,750 unvested shares subject to the stock option expired on 2/11/2015 for no consideration upon the Reporting Person's cessation of services as a director of the Issuer.