SEC Form 4 · accession 0001450857-16-000022
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheng-Hsien Phidias Chou
Officer — VP Worldwide Sales · 10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 500 | $5.53 | A | 500 | D | |
| Common Stock | Nov 11, 2016 | S | 500 | $24.8747 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.53 | Nov 11, 2016 | M | 500 | D | — | Apr 29, 2019 | Common Stock | 500 | 16,000 | D |
Explanation of responses
- F1The stock option is fully vested and exercisable.