SEC Form 4 · accession 0001450857-15-000012
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheng-Hsien Phidias Chou
Officer — VP Worldwide Sales
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 1,000 | $5.53 | A | 1,000 | D | |
| Common Stock | Nov 6, 2015 | S | 1,000 | $30.60 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.53 | Nov 6, 2015 | M | 1,000 | D | — | Apr 29, 2019 | Common Stock | 1,000 | 21,500 | D |
Explanation of responses
- F1The stock option is fully vested and exercisable.