SEC Form 4 · accession 0001450857-15-000008
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheng-Hsien Phidias Chou
Officer — VP Worldwide Sales
Period of report
Oct 21, 2015
Accepted (ET)
Oct 23, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $25.40 | Oct 21, 2015 | A | 12,000 | A | — | Oct 21, 2025 | Common Stock | 12,000 | 12,000 | D |
| Restricted Stock UnitsF2,F3 | — | Oct 21, 2015 | A | 5,400 | A | — | — | Common Stock | 5,400 | 5,400 | D |
Explanation of responses
- F1The option vests and becomes exercisable in installments at the rate of 25% of the total number of shares on September 13, 2016 and 1/16 of the total number of shares at the end of each of the next twelve 3-month periods thereafter.
- F2Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F3The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.