SEC Form 4 · accession 0001450857-15-000006
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheng-Hsien Phidias Chou
Officer — VP Worldwide Sales
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2015 | M | 1,000 | $3.25 | A | 1,000 | D | |
| Common Stock | Aug 28, 2015 | S | 1,000 | $26.7401 | D | 0 | D | |
| Common Stock | Aug 31, 2015 | M | 3,000 | $3.25 | A | 3,000 | D | |
| Common StockF1 | Aug 31, 2015 | S | 3,000 | $27.0154 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.25 | Aug 28, 2015 | M | 1,000 | D | — | Sep 30, 2015 | Common Stock | 3,000 | 0 | D |
| Stock Option (right to buy)F2 | $3.25 | Aug 31, 2015 | M | 3,000 | D | — | Sep 30, 2015 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.98 to $27.055, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The stock option is fully vested and exercisable.