SEC Form 4 · accession 0001392943-16-000013
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Hideshima
Officer — Chief Financial Officer
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $20.54 | Aug 3, 2016 | A | 12,500 | A | — | Aug 3, 2026 | Common Stock | 12,500 | 12,500 | D |
| Restricted Stock UnitsF2,F3 | — | Aug 3, 2016 | A | 5,630 | A | — | — | Common Stock | 5,630 | 5,630 | D |
Explanation of responses
- F1Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 25% of the total number of shares on May 8, 2017 and and 1/16th of the total number of shares on each quarterly installment thereafter.
- F2Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F3Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock.