SEC Form 5 · accession 0001392942-17-000002
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Liang
Officer — President and CEO · Director · 10% Owner
Period of report
Jun 30, 2016
Accepted (ET)
Feb 14, 2017 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2015 | S | 6,100 | $28.38 | D | 0 | I | By child D |
| Common Stock | Nov 16, 2015 | G | 5,500 | $0.00 | D | 7,155,480 | D | |
| Common Stock | Nov 16, 2015 | G | 1,100 | $0.00 | A | 1,100 | I | By child A |
| Common Stock | Nov 16, 2015 | G | 1,100 | $0.00 | A | 1,100 | I | By child B |
| Common Stock | Nov 16, 2015 | G | 1,100 | $0.00 | A | 1,100 | I | By child C |
| Common Stock | Nov 16, 2015 | G | 1,100 | $0.00 | A | 1,100 | I | By child D |
| Common Stock | Nov 16, 2015 | G | 1,100 | $0.00 | A | 7,200 | I | By child E |
| Common Stock | Feb 29, 2016 | S | 7,200 | $32.27 | D | 0 | I | By child E |
| Common Stock | Feb 29, 2016 | S | 1,100 | $32.30 | D | 0 | I | By child A |
| Common Stock | Feb 29, 2016 | S | 1,100 | $32.30 | D | 0 | I | By child B |
| Common Stock | Feb 29, 2016 | S | 1,100 | $32.20 | D | 0 | I | By child C |
| Common Stock | holding | — | — | — | 495,620 | I | By Spouse | |
| Common Stock | holding | — | — | — | 15,000 | I | As Trustee for Green Earth Charitable Trust |
Table II — derivative securities
No Table II lines on this filing.