SEC Form 4 · accession 0001392942-15-000009
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Liang
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 27, 2015 | S | 97,735 | $25.5017 | D | 7,160,980 | D | |
| Common Stock | holding | — | — | — | 495,620 | I | By Spouse | |
| Common Stock | holding | — | — | — | 15,000 | I | As Trustee for Green Earth Charitable Trust | |
| Common Stock | holding | — | — | — | 6,100 | I | By child D | |
| Common Stock | holding | — | — | — | 6,100 | I | By child E |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.97 to $25.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.