SEC Form 4 · accession 0001392942-15-000002
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Liang
Officer — President and CEO · Director · 10% Owner
Period of report
Jan 19, 2015
Accepted (ET)
Jan 21, 2015 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,309,561 | D | ||
| Common Stock | holding | — | — | — | 495,620 | I | By Spouse | |
| Common Stock | holding | — | — | — | 15,000 | I | As Trustee for Green Earth Charitable Trust | |
| Common Stock | holding | — | — | — | 6,100 | I | By child A | |
| Common Stock | holding | — | — | — | 6,100 | I | By child B | |
| Common Stock | holding | — | — | — | 6,100 | I | By child C | |
| Common Stock | holding | — | — | — | 6,100 | I | By child D | |
| Common Stock | holding | — | — | — | 6,100 | I | By child E |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $35.07 | Jan 19, 2015 | A | 166,750 | D | — | Jan 19, 2025 | Common Stock | 166,750 | 166,750 | D |
Explanation of responses
- F1The vesting commencement date is November 1, 2014. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.