SEC Form 4 · accession 0001392941-26-000014
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liang Chiu-Chu Sara Liu
Director · 10% Owner
Period of report
Sep 3, 2026
Accepted (ET)
Sep 8, 2026 · 6:46 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 3, 2026 | S | 42,565 | $36.60 | D | 594,941 | D | |
| Common StockF3 | Sep 3, 2026 | S | 57,435 | $37.62 | D | 537,506 | D | |
| Common StockF4 | Sep 4, 2026 | S | 100,000 | $40.00 | D | 437,506 | D | |
| Common Stock | holding | — | — | — | 40,426,120 | I | By Spouse | |
| Common Stock | holding | — | — | — | 25,332,520 | I | By Joint Account w/ Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").
- F2The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.99, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.125 to $38.025, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.