SEC Form 4 · accession 0001392941-26-000011
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liang Chiu-Chu Sara Liu
Director · 10% Owner
Period of report
Jul 1, 2026
Accepted (ET)
Jul 2, 2026 · 5:52 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | M | 830 | — | A | 634,473 | D | |
| Common Stock | Jul 1, 2026 | F | 448 | $27.65 | D | 634,025 | D | |
| Common StockF1 | Jul 1, 2026 | M | 510 | — | A | 634,535 | D | |
| Common Stock | Jul 1, 2026 | F | 276 | $27.65 | D | 634,259 | D | |
| Common StockF1 | Jul 1, 2026 | M | 273 | — | A | 634,532 | D | |
| Common Stock | Jul 1, 2026 | F | 148 | $27.65 | D | 634,384 | D | |
| Common Stock | holding | — | — | — | 40,426,120 | I | By Spouse | |
| Common Stock | holding | — | — | — | 25,332,520 | I | By Joint Account w/ Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jul 1, 2026 | M | 830 | D | — | — | Common Stock | 830 | 830 | D |
| Restricted Stock UnitsF1,F4 | — | Jul 1, 2026 | M | 510 | D | — | — | Common Stock | 510 | 1,020 | D |
| Restricted Stock UnitsF1,F5 | — | Jul 1, 2026 | M | 273 | D | — | — | Common Stock | 273 | 821 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F2Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- F3Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.
- F4Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.
- F5Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.