SEC Form 4 · accession 0001392937-16-000013
Super Micro Computer, Inc. · SMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yih-Shyan Wally Liaw
Officer — Secretary & V P of Intl Sales · Director
Period of report
Aug 26, 2016
Accepted (ET)
Sep 1, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 26, 2016 | S | 20,000 | $21.5561 | D | 48,177 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 2,054,340 | I | By Liaw Family Trust | |
| Common Stock | holding | — | — | — | 9,918 | I | By Child A | |
| Common Stock | holding | — | — | — | 9,918 | I | By Child B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on on May 23, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.265 to $21.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.