SEC Form 4 · accession 0001392937-16-000004

Super Micro Computer, Inc. · SMCI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Secretary & V P of Intl Sales · Director

Period of report

Feb 26, 2016

Accepted (ET)

Mar 1, 2016 · 2:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001375365

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 26, 2016	M	20,000	$7.46	A	20,000	D
Common Stock^F2	Feb 26, 2016	S	20,000	$32.1766	D	0	D
Common Stock	holding	—	—		—	68,177	I	By Spouse
Common Stock^F3	holding	—	—		—	2,054,340	I	By Liaw Family Trust
Common Stock	holding	—	—		—	9,918	I	By Child A
Common Stock	holding	—	—		—	9,918	I	By Child B

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$7.46	Feb 26, 2016	M	20,000	D	—	Apr 28, 2018	Common Stock	20,000	10,635	D

F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2015.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.96 to $32.65, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F4The stock option is fully vested.