SEC Form 4 · accession 0001380649-15-000002
Hampden Bancorp, Inc. · HBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Kos
Director
Period of report
Apr 17, 2015
Accepted (ET)
Apr 20, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2015 | D | 7,338 | — | D | 0 | D | |
| Common StockF2 | Apr 17, 2015 | D | 7,373 | — | D | 0 | I | By IRA |
| Common StockF2 | Apr 17, 2015 | D | 7,373 | — | D | 0 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $10.90 | Apr 17, 2015 | D | 15,000 | D | — | Apr 29, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to a merger agreement between Hampden Bancorp, Inc. and Berkshire Hills Bancorp, Inc. in exchange for 5,943 shares of Berkshire Hills Bancorp, Inc. common stock having a market value of $27.38 per share on the effective date of the merger.
- F2Disposed of pursuant to a merger agreement between Hampden Bancorp, Inc. and Berkshire Hills Bancorp, Inc. in exchange for 5,972 shares of Berkshire Hills Bancorp, Inc. common stock having a market value of $27.38 per share on the effective date of the merger.
- F3This option, which provided for vesting in 20% increments beginning April 29, 2009, was canceled in the merger in exchange for a cash payment of $180,240.