SEC Form 4/A · accession 0001144204-18-045952
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Penne A Goplerud
Officer — See remarks
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.7118 | Aug 20, 2018 | A | 71,211 | A | — | Aug 20, 2023 | Common shares | 71,211 | 709,739 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Aug 20, 2018 | A | 17,803 | A | — | — | Common shares | 17,803 | 110,399 | D |
Explanation of responses
- F1The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.
- F2Options vest from this grant and become exercisable as follows: 23,737 on August 20, 2019; 23,737 on August 20, 2020 and 23,737 on August 20, 2021.
- F3Each unit is redeemable upon vesting for one common share.
- F4Units vest and become redeemable on August 20, 2020.
Remarks
General Counsel and Corporate Secretary