SEC Form 4 · accession 0001144204-16-140562
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger L. Smith
Officer — CFO/Chief Admin. Officer
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.5473 | Dec 16, 2016 | A | 241,184 | A | — | Dec 16, 2021 | Common shares | 241,184 | 804,264 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Dec 16, 2016 | A | 60,296 | A | — | — | Common shares | 60,296 | 116,688 | D |
Explanation of responses
- F1The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.
- F2Options vest from this grant and become exercisable as follows: 24,118 on December 16, 2016; 53,061 on May 2, 2017; 53,060 on September 16,2017; 53,061 on January 31,2018 and 57,884 on June 16,2018.
- F3Each unit is redeemable upon vesting for one common share
- F4Units vest and become redeemable on December 16, 2018.