SEC Form 4 · accession 0001144204-16-140542
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Parker
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.5473 | Dec 16, 2016 | A | 128,000 | A | — | Dec 16, 2021 | Common shares | 128,000 | 467,818 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Dec 16, 2016 | A | 32,000 | A | — | — | Common shares | 32,000 | 53,540 | D |
Explanation of responses
- F1The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.
- F2Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018.
- F3Each unit is redeemable upon vesting for one common share
- F4Units vest and become redeemable on December 16, 2018.