SEC Form 4 · accession 0001144204-15-070543
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger L. Smith
Officer — See Remarks
Period of report
Dec 11, 2015
Accepted (ET)
Dec 11, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.5882 | Dec 11, 2015 | A | 87,462 | A | — | Dec 11, 2020 | Common shares | 87,462 | 894,807 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Dec 11, 2015 | A | 21,866 | A | — | — | Common shares | 21,866 | 102,746 | D |
Explanation of responses
- F1The options were priced at $0.80 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7353) as reported by Bank of Canada on its website, www.bankofcanada.ca.
- F2Options vest from this grant and become exercisable as follows: 8,746 on December 11, 2015; 19,242 on April 26, 2016; 19,241 on September 10, 2016; 19,242 on January 25, 2017 and 20,991 on June 10, 2017.
- F3Each unit is redeemable upon vesting for one common share.
- F4Units vest and become redeemable on December 11, 2017.
Remarks
Chief Financial Officer/Chief Administrative Officer