SEC Form 4 · accession 0001144204-15-070528
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penne A Goplerud
Officer — See Remarks
Period of report
Dec 11, 2015
Accepted (ET)
Dec 11, 2015 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.5882 | Dec 11, 2015 | A | 78,632 | A | — | Dec 11, 2020 | Common shares | 78,632 | 672,416 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Dec 11, 2015 | A | 19,658 | A | — | — | Common shares | 19,658 | 92,375 | D |
Explanation of responses
- F1The options were priced at $0.80 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7353) as reported by Bank of Canada on its website, www.bankofcanada.ca.
- F2Options vest from this grant and become exercisable as follows: 7,863 on December 11, 2015; 17,299 on April 26, 2016; 17,299 on September 10, 2016; 17,299 on January 25, 2017 and 18,872 on June 10, 2017.
- F3Each unit is redeemable upon vesting for one common share.
- F4Units vest and become redeemable on December 11, 2017.
Remarks
General Counsel and Corporate Secretary