SEC Form 4 · accession 0001144204-15-050866
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger L. Smith
Officer — See Remarks
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.657 | Aug 17, 2015 | A | 62,302 | A | — | Aug 17, 2020 | Common shares | 62,302 | 807,345 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Aug 17, 2015 | A | 15,576 | A | — | — | Common shares | 15,576 | 80,880 | D |
Explanation of responses
- F1The options were priced at $0.86 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7634) as reported by OANDA Corporation on its website, www.oanda.com
- F2Options vest from this grant and become exercisable as follows: 6,230 on August 17, 2015; 13,707 on January 1, 2016; 13,706 on May 17, 2016; 13,707 on October 1, 2016 and 14,952 on February 14, 2017.
- F3Each unit is redeemable upon vesting for one common share
- F4Units vest and become redeemable as follows: 15,576 on August 17, 2017.
Remarks
Chief Financial Officer/Chief Administrative Officer