SEC Form 4/A · accession 0001144204-15-007633
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul Macdonell
Director
Period of report
Dec 12, 2014
Accepted (ET)
Feb 11, 2015 · 6:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F5,F1,F2 | $0.8879 | Dec 12, 2014 | A | 42,000 | A | — | Dec 12, 2019 | Common shares | 42,000 | 334,095 | D |
| Restricted share units (exchange for common stock)F5,F3,F4 | — | Dec 12, 2014 | A | 10,500 | A | — | — | Common shares | 10,500 | 31,322 | D |
Explanation of responses
- F1The options were originally priced at $0.96 Canadian dollars which was based on the closing price at the incorrect date. The exercise price should have been based on the TSX closing price on 12/11/14 which was $1.02 Canadian dollars. The grant has been amended and restated at the correct price. This is the U.S. dollar equivalent of the amended and restated purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8705) as reported by OANDA Corporation on its website, www.oanda.com
- F2Options vest from this grant and become exercisable as follows: 4,200 on December 12, 2014; 9,240 on April 28, 2015; 9,240 on September 12, 2015; 9,240 on January 27, 2016 and 10,080 on June 11, 2016.
- F3Each unit is redeemable upon vesting for one common share
- F4Units vest and become redeemable as follows: 5,250 on December 12, 2015 and 5,250 on December 12, 2016.
- F5The options and RSUs were coded correctly in column 4, but should have been shown in column 5(A) instead of 5(D).