SEC Form 3 · accession 0001144204-16-129795
CORETEC GROUP INC. · CRTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doug Freitag
Officer — Chief Executive Officer · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 27, 2016 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 | holding | — | — | — | 5,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF2,F1 | — | holding | — | — | — | Dec 11, 2015 | — | Common | 85,515,606 | — | D |
Explanation of responses
- F1None
- F2Each share of Series B Convertible Preferred Stock is convertible into 1.914 shares of common stock.