SEC Form 4 · accession 0001375151-19-000020

ZOGENIX, INC. · ZGNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 4:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001375151

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 1, 2019	M	3,125	$32.00	A	73,700	D
Common Stock	Mar 1, 2019	M	1,175	$33.92	A	74,875	D
Common Stock^F1	Mar 1, 2019	S	4,300	$50.00	D	70,575	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$32.00	Mar 1, 2019	M	3,125	D	—	May 24, 2020	Common Stock	3,125	15,625	D
Stock Option (Right to Buy)^F3	$33.92	Mar 1, 2019	M	1,175	D	—	Mar 1, 2021	Common Stock	1,175	36,325	D

F1The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
F2The Option was granted on May 25, 2010 and 1/4 of the total number of shares of common stock subject to the option vest on May 25, 2011, and 1/48th of the total remaining number of shares of common stock subject to the Option vest monthly thereafter, subject tothe Reporting Person's continued employment or service relationship on each vesting date.
F3The Option was granted on March 1, 2011 and vests in a series of forty-eight (48) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.