SEC Form 4 · accession 0001375151-19-000019
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cam L Garner
Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 6,250 | $15.52 | A | 6,250 | D | |
| Common Stock | Mar 1, 2019 | M | 9,000 | $12.80 | A | 15,250 | D | |
| Common StockF1 | Mar 1, 2019 | S | 15,250 | $50.00 | D | 0 | D | |
| Common Stock | holding | — | — | — | 40,843 | I | By Garner Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.52 | Mar 1, 2019 | M | 6,250 | D | — | May 20, 2024 | Common Stock | 6,250 | 0 | D |
| Stock Option (Right to Buy)F3 | $12.80 | Mar 1, 2019 | M | 9,000 | D | — | Jun 17, 2025 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- F2The option was granted on May 21, 2014 and vests in a series of twelve (12) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
- F3The option was granted on June 18, 2015 and vests in a series of twelve (12) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.