SEC Form 4 · accession 0001375151-18-000032
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cam L Garner
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 218 | $28.00 | A | 218 | D | |
| Common Stock | May 16, 2018 | S | 218 | $39.90 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 40,843 | I | By Garner Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $28.00 | May 16, 2018 | M | 218 | D | — | Oct 20, 2018 | Common Stock | 218 | 0 | D |
Explanation of responses
- F1The Reporting Person is the managing member of Garner Investments, LLC.
- F2The Option was granted on October 21, 2008 and vests in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service as a director on each such vesting date.