SEC Form 4 · accession 0001375151-17-000035
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis C Bock
Director
Period of report
May 23, 2017
Accepted (ET)
May 23, 2017 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $12.75 | May 23, 2017 | A | 20,000 | A | — | May 22, 2027 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Annual director stock option grant under the issuer's incentive compensation plan.
- F2The option was granted on May 23, 2017, the date of the Company's Annual Meeting of Stockholders, and vests in a series of twelve (12) successive, equal monthly installments beginning on June 23, 2017, subject to the reporting person's continued service to the Company on each vesting date.