SEC Form 4 · accession 0001209191-15-055053
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Hawley
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 19, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.60 | Jun 18, 2015 | A | 72,000 | A | — | Jun 17, 2025 | Common Stock | 72,000 | 72,000 | D |
Explanation of responses
- F1The option was granted on June 18, 2015 and vests in a series of twelve (12) successive, equal monthly installments beginning on June 18, 2015, subject to the Reporting Person's continued service to the Company on each vesting date.