SEC Form 4 · accession 0001181431-15-006945
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Farr
Officer — President and CEO · Director
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $1.38 | May 13, 2015 | A | 750,000 | A | — | May 13, 2025 | Common Stock | 750,000 | 750,000 | D |
Explanation of responses
- F1The option was granted on May 13, 2015 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on April 27, 2015, subject to the reporting person's continued employment with the company on each such vesting date.