SEC Form 4 · accession 0000899243-19-005202
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cam L Garner
Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2019 | M | 4,756 | $12.00 | A | 4,756 | D | |
| Common StockF1 | Feb 26, 2019 | S | 4,756 | $50.00 | D | 0 | D | |
| Common Stock | Feb 27, 2019 | M | 869 | $12.00 | A | 869 | D | |
| Common StockF1 | Feb 27, 2019 | S | 869 | $50.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 40,843 | I | By Garner Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.00 | Feb 26, 2019 | M | 4,756 | D | — | Jun 18, 2023 | Common Stock | 4,756 | 869 | D |
| Stock Option (Right to Buy)F3 | $12.00 | Feb 27, 2019 | M | 869 | D | — | Jun 18, 2023 | Common Stock | 869 | 0 | D |
Explanation of responses
- F1The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- F2The Reporting Person is the managing member of Garner Investments, LLC.
- F3The Option was granted on June 18, 2013 and vests in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.