SEC Form 4 · accession 0000899243-17-001443
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Smith
Officer — EVP, CFO, Treasurer & Sec.
Period of report
Jan 16, 2017
Accepted (ET)
Jan 18, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.35 | Jan 16, 2017 | A | 135,000 | A | — | Jan 16, 2027 | Common Stock | 135,000 | 135,000 | D |
Explanation of responses
- F125% of the options vest on the first anniversary of the grant date, and the remaining options vest in equal monthly installments over the three year period thereafter, so that all of the options will be vested on the fourth anniversary of the grant date, subject to the Reporting Person's continued employment or service to the Company on each vesting date.