SEC Form 4 · accession 0000899243-16-016118
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann D Rhoads
Officer — EVP, CFO, Treasurer & Sec.
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.35 | Mar 14, 2016 | A | 60,000 | A | — | Mar 13, 2026 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The option was granted on March 14, 2016 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on March 14, 2016, subject to the reporting person's continued employment with the Company on each vesting date.