SEC Form 4 · accession 0001171843-18-000140
SYNTHESIS ENERGY SYSTEMS INC · SYMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hiscocks
Officer — Controller
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 9:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375063
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.86 | Jan 1, 2018 | A | 7,070 | A | — | Jan 1, 2028 | Common Stock | 7,070 | 7,070 | D |
Explanation of responses
- F1This option was issued to the reporting person in lieu of $12,000 of base salary earned for the period from January 1, 2018 to June 30, 2018 and is will vest over such six month period.