SEC Form 4 · accession 0001171843-17-006263
SYNTHESIS ENERGY SYSTEMS INC · SYMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ziwang Xu
Director
Period of report
Oct 24, 2017
Accepted (ET)
Oct 25, 2017 · 6:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375063
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $0.50 | Oct 24, 2017 | P | 100,000 | A | Oct 24, 2017 | Oct 24, 2022 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This warrant was acquired pursuant to the transactions contemplated by the Securities Purchase Agreement entered into among Synthesis Energy Systems, Inc. and the purchasers named therein, which was filed on a Current Report on Form 8-K on October 25, 2017.