SEC Form 3 · accession 0001171843-16-013776
SYNTHESIS ENERGY SYSTEMS INC · SYMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Raczkowski
Officer — President - Asia
Period of report
Dec 19, 2016
Accepted (ET)
Dec 23, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 213,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.89 | holding | — | — | — | — | Dec 16, 2026 | Common Stock | 282,971 | — | D |
Explanation of responses
- F1This option vests in four equal quarterly installments beginning on March 31, 2017.