SEC Form 4 · accession 0001144204-15-015683
SYNTHESIS ENERGY SYSTEMS INC · SYMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wayne Rigdon
Officer — President & CEO · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 12, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375063
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $0.76 | Mar 9, 2015 | A | 100,000 | A | — | Mar 9, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This option vests in six equal monthly installments beginning on April 30, 2015.
- F2This option was issued to the reporting person pursuant to the Synthesis Energy Systems, Inc. Amended and Restated 2005 Incentive Plan, as amended, in lieu of $51,000 of base salary for the period from April 1, 2015 through September 30, 2015.