SEC Form 4 · accession 0001140361-15-027876

MSB FINANCIAL CORP. · MSBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Jul 16, 2015

Accepted (ET)

Jul 17, 2015 · 1:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374783

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Jul 16, 2015	D	12,139	—	D	D
Common Stock^F1	Jul 16, 2015	D	10,745	—	D	I	By ESOP Trust
Common Stock^F1	Jul 16, 2015	D	16,970	—	D	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$10.75	Jul 16, 2015	D	55,082	D	May 9, 2009	May 9, 2018	Common Stock	55,082	0	D

F1Pursuant to the Plan of Conversion and Reorganization of MSB Financial, MHC, each share of MSB Financial Corp. common stock was converted into and exchanged for 1.1397 shares of MSB Financial Corp., a Maryland corporation, common stock with cash to be paid in lieu of fractional shares.
F2Pursuant to the Plan of Conversion and reorganization of MSB Financial, MHC, each option to acquire a share of MSB Financial Corp. common stock was converted into an option to acquire 1.1397 shares of MSB Financial Corp., a Maryland corporation, common stock and the exercise price was adjusted accordingly.