SEC Form 4 · accession 0001209191-18-027861
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann L Winblad
Director
Period of report
Apr 17, 2018
Accepted (ET)
May 3, 2018 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Apr 17, 2018 | S | 8,770 | $44.5227 | D | 0 | I | See footnote |
| Class A Common Stock | Apr 18, 2018 | G | 308,180 | $0.00 | D | 351,158 | D | |
| Class A Common StockF3 | May 1, 2018 | U | 351,158 | — | A | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.34 to $44.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The shares are held of record by Hummer Winblad Venture Partners V, L.P. ("HWVP V") as nominee for Hummer Winblad Venture Partners V-A, L.P. HW Equity V is the general partner of HWVP V. The Reporting Person is a managing member of HW Equity V and shares voting and dispositive power with respect to the shares held of record by HWVP V. HW Equity V and the Reporting Person disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.
- F3Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $12,641,688.00 in cash, 24,967 shares of Salesforce common stock and $40.48 in lieu of any fractional shares of Salesforce common stock.