SEC Form 4 · accession 0001209191-18-027843
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Little
Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 1, 2018 | U | 65,032 | — | D | 0 | I | See footnote |
| Class A Common StockF3,F4 | May 1, 2018 | U | 7,222 | — | D | 0 | I | See footnote |
| Class A Common StockF3,F5 | May 1, 2018 | U | 7,222 | — | D | 0 | I | See footnote |
| Class A Common StockF3,F6 | May 1, 2018 | U | 7,222 | — | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $2,341,152.00 in cash, 4,623 shares of Salesforce common stock and $94.00 in lieu of any fractional shares of Salesforce common stock.
- F2The shares are held by The Little 1995 Family Trust, for which the Reporting Person is trustee.
- F3Pursuant to the Merger Agreement, each share of Class A common stock was tendered in exchange for the Transaction Consideration. Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $259,992.00 in cash, 513 shares of Salesforce common stock and $58.71 in lieu of any fractional shares of Salesforce common stock.
- F4The shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- F5The shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- F6The shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.